National Law Review40m
SEC’s Marketing Rule Updates May Provide Relief for Investment Managers
On March 19, 2025, the U.S. Securities and Exchange Commission issued new FAQs on “performance” under the Marketing Rule ...
National Law Review1h
SEC Extends Compliance Dates for the 'Names Rule' Amendments
On March 14, 2025, the Securities and Exchange Commission (SEC) issued the following press release (Release) to extend ...
JD Supra3d
SEC’s Latest Marketing Rule Guidance: Key Takeaways for Advisers
Generally, the new Marketing Rule has caused considerable confusion for registered investment advisers since its adoption in ...
Ads for Free Nutrition Services Aren't Unlawful, 7th Cir. Rules
A telehealth nutrition company convinced a federal appeals court Monday that repeated calls and texts encouraging someone to ...
JD Supra14d
FAQs on the Latham Letter for Exempt Offerings with General Solicitation Under Rule 506(c)
Latham obtained SEC Staff guidance on the use of general solicitation in private placements. The guidance unlocks the ...
Axios on MSN14d
SEC makes fundraising easier for VC and private equity
The SEC has issued new general solicitation guidance that makes the process much less onerous for private equity and venture capital. The big picture: We may not see Times Square billboards ...
Wilmington News Journal6d
New officers, summer floral displays and updated city rules part of council meeting
Wilmington City Council swore in two new police officers, discussed summer beautification efforts, and reviewed policy changes on solicitation during its March 20 public workshop and council meeting.