At least 22 representatives or teams frequently traded preferred stocks intended as long-term income vehicles, Finra alleges.

Regulators accused UBS of not doing enough to monitor 22 brokers who generated commissions and sales concessions of syndicate preferred stocks.

Between January 2017 and at least December 2018, at least 22 UBS Financial Services registered representatives or ...

Member FDIC, NMLS no. 947868 About UBS Financial Services Inc. The Resource Management Account (RMA) and Business Services Account BSA are brokerage accounts with UBS Financial Services Inc., a ...

The broker slashed its uranium price forecast by 9 per cent to $US78 a pound over 2025 and 2026, and cut its share price ...

Centene (NYSE:CNC – Get Free Report) was upgraded by UBS Group from a “neutral” rating to a “buy” rating in a report released ...

UBS upgraded its stance on LSEG on Tuesday to ‘buy’ from ‘neutral’ and lifted the price target 17% to 13,500p.

UBS Financial Services has agreed to pay nearly $3.5 million to settle charges by the Financial Industry Regulatory Authority that it failed to supervise its representatives, allowing them to ...

Check out the latest brokerage calls and analyst comments on the stocks in action today. Our coverage includes Infosys, ...

The downgrade comes amidst what UBS described as an overvaluation of Zurich Insurance’s shares, which are trading at a 30% ...