At least 22 representatives or teams frequently traded preferred stocks intended as long-term income vehicles, Finra alleges.

UBS Group reiterated their buy rating on shares of ON (NYSE:ONON – Free Report) in a research note published on Friday,Benzinga reports. They currently have a $63.00 price objective on the stock.

Regulators accused UBS of not doing enough to monitor 22 brokers who generated commissions and sales concessions of syndicate preferred stocks.

Between January 2017 and at least December 2018, at least 22 UBS Financial Services registered representatives or ...

As a result, it failed to review a substantial amount of short-term syndicate preferred stock trading, Finra said. The agency claims UBS compounded the supervisory deficiencies by not following up on ...

A long-awaited report on how Swiss authorities handled the collapse of Credit Suisse is due to be published in the coming ...

In the same sector review, UBS also downgraded Steel Dynamics (STLD) and Nucor (NUE) to Neutral. Check out more Market Domination here to watch more expert insights and analysis on the latest ...

Check the time stamp on this data. Updated AI-Generated Signals for Ubs Group Ag Registered (UBS) available here: UBS.

Thai oil and gas firm PTT Pcl has picked financial advisers for a review of its downstream businesses ... Bank Pcl’s Bualuang Securities Pcl and UBS Group AG to help evaluate different deal ...

UBS analyst Andre Kukhnin maintained a Buy rating on Siemens (0P6M – Research Report) today and set a price target of €200.00. The company’s shares closed yesterday at €192.28. Discover top-rated ...