At least 22 representatives or teams frequently traded preferred stocks intended as long-term income vehicles, Finra alleges.

Regulators accused UBS of not doing enough to monitor 22 brokers who generated commissions and sales concessions of syndicate preferred stocks.

NEW YORK--(BUSINESS WIRE)--UBS AG announced today that it will redeem all of the outstanding securities in each of the seven series of UBS-issued exchange traded notes set forth in the following ...

As AI continues to drive growth in the stock market next year, UBS recommends investors make these 4 trades to turbocharge ...

Carnival (CCL, CUK) channel checks are indicating earnings upside ahead of the cruise operator's fiscal fourth-quarter results scheduled for Friday while 2025 bookings are at record levels, UBS ...

UBS Securities, founded in 2006, became the first foreign majority-owned securities firm in China in 2018. ($1 = 7.2428 Chinese yuan renminbi) (Reporting by Ella Cao and Selena Li, Yukun Zhang and ...

UBS Group AG made organizational changes to its wealth-management unit in the US as it seeks to lift profitability in a ...

UBS Financial Services has agreed to pay nearly $3.5 million to settle charges by the Financial Industry Regulatory Authority that it failed to supervise its representatives, allowing them to ...

UBS Group AG UBS is on track to gain full ownership of its securities venture in China, UBS Securities Co. Limited (“UBS-S”). This move comes as UBS’ joint venture (JV) partner, Beijing ...

In a report released yesterday, Zachary Gauge from UBS maintained a Buy rating on Land Securities Group plc REIT (LAND – Research Report), with a price target of p740.00. The company’s shares opened ...

BEIJING/HONG KONG (Reuters) -One of UBS's joint venture partners in China will sell its entire holding in a securities company, paving the way for the Swiss bank to fully own a sizeable securities ...