The SEC’s Division of Enforcement Director Gurbir S. Grewal will depart the agency, effective Oct. 11, 2024, according to an Oct. 2 announcement by the commission.

There appears to be a communication issue between advisors and investors when discussing guaranteed income sources.

A new study finds that independent advisors are bullish on the opportunities presented by emerging technologies like artificial intelligence (AI) and the demographic shifts of the Great Wealth ...

Ali Khawar, the Principal Deputy Assistant Secretary of Labor for the Employee Benefits Security Administration (EBSA), spoke Tuesday at the CFP Board’s 2024 Connections Conference in Washington, D.C.

Responding to a recent call from a financial advisor in Colorado, the ERISA consultants at the Retirement Learning Center (RLC) Resource Desk address a question on whether plan sponsors of qualified ...

To ensure proper implementation and compliance, several industry stakeholder groups, including the American Retirement Association (ARA), are calling on the IRS to delay implementation of the proposed ...

After leading the firm for 16 years, Walt Bettinger will retire as Chief Executive Officer of Charles Schwab, effective Dec. 31, 2024. The move comes as part of a multi-year succession plan, according ...

The Social Security Trustees have been warning about it for years now, but a new white paper ranks the dollar impact on future retirees of potential changes to address Social Security's funding ...

Just prior to recessing for the upcoming elections, bicameral legislation that would prohibit arbitration of claims and discretionary clauses in all ERISA covered retirement plans and that is opposed ...

PGIM RetireWell Managed Accounts will soon be available to iJoin-enabled recordkeepers through its Managed Account Program (MAP) marketplace, the investment management firm of Prudential Financial ...

It’s a no-brainer that we would establish the Secure Choice program that will ensure access to retirement savings plans and set our residents up for long-term financial success,” Rhode Island Gov. Dan ...

If we want to stay relevant and serve our clients better, we need to stop pretending—shed these outdated beliefs, take a fresh look at what we do and how we do it—and dare to disrupt the status quo.