Gensler Says SEC Has More Work to Do on Crypto Regulation
Gary Gensler, the outgoing chair of the Securities and Exchange Commission, believes there’s more still to be done in ...
SEC Attorneys Escape Request to Disclose Notes in Microbilt Suit
US Securities and Exchange Commission notes in its case against a consumer credit reporting corporation and investment fund ...
Norton again seeks to revoke SEC's independent leasing authority
D.C. Del. Eleanor Holmes Norton has re-introduced legislation that would revoke the Securities and Exchange Commission's independent leasing authority. She's been trying to accomplish this for more ...
JD Supra12h
SEC Enforcement Action – Failure to File Forms D
Share on Twitter Print Share by Email Share Back to top On December 20, 2024, the U.S. Securities and Exchange Commission (SEC) announced that ...
CoinDesk2d
Coinbase Granted Significant Advance in Court Clash With Gensler's SEC
A U.S. judge halted the case in which the exchange and SEC are duking it out over an enforcement matter, and will let ...
Financial Planning3h
Lawsuit contests SEC's ability to slap advisors with industry bans
Michael and David Sztrom, who settled fraud allegations with the SEC in 2022, contend the regulators' "follow on" attempt to ...
Institutional Investor6h
SEC’s Hester Peirce on What to Expect From the Atkins Agenda
Peirce spoke to II about expanding the reach of capital markets, exemptive relief, the role of banks in private credit, and ...
Accounting Today3d
Audit firms urge SEC to reject PCAOB metrics and reporting standards
Auditing firms are asking the SEC to reject the Public Company Accounting Oversight Board's recent standards on firm and ...
financefeeds1d
Navigating the SEC’s rule changes to treasury clearing
Less than a year ago, the Securities and Exchange Commission (SEC) approved new rules for fixed income clearing, driven by ...
cryptonews2d
Backpack Exchange Acquires FTX EU After Approval by Bankruptcy Court and Cyprus SEC
Backpack Exchange, a cryptocurrency trading platform founded by former FTX and Alameda Research employees, has officially ...
Trump's SEC Pick Likely To 'Bring Down The Stress Levels' Of Wall Street With Easier Enforcement Ride
Atkins, a former SEC commissioner, is known for his skepticism of corporate penalties and support for a lighter regulatory ...
SEC Expected to Focus on Fraud Enforcement Fundamentals in 2025
The SEC this year will turn away from more expansive or novel enforcement tools used in the Biden administration, and double ...