UBS FSI has agreed to pay the Financial Industry Regulatory Authority (Finra) $1.1 million to settle charges that for more than 10 years and despite multiple regulatory warnings, the Weehawken, ...

Regulators accused UBS of not doing enough to monitor 22 brokers who generated commissions and sales concessions of syndicate preferred stocks.

Wealth Management, its main unit, represents 60% of UBS's Revenue, but is still lagging in terms of ROE. Explore more details ...

At least 22 representatives or teams frequently traded preferred stocks intended as long-term income vehicles, Finra alleges.

Between January 2017 and at least December 2018, at least 22 UBS Financial Services registered representatives or ...

The downgrade comes amidst what UBS described as an overvaluation of Zurich Insurance’s shares, which are trading at a 30% ...

The Schultz Group with UBS in Phoenix named to Forbes Top 100 Wealth Advisors HNW nationwide list, another accolade in a long ...

UBS Global Research unveiled its top 25 U.S. stock picks for 2025, emphasizing companies with potential upside driven by proprietary data and differentiated views from market consensus. The selection ...

UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC lowered its stake in Boston Omaha Co. (NYSE:BOC – Free ...

UBS has agreed to pay nearly $3.5 million to settle allegations that it failed to properly supervise brokers engaging in short-term trading of preferred stocks. The alleged supervisory failures ...

Barclays lifted their price objective on shares of Interactive Brokers Group from $165.00 to $214.00 and gave the stock an ...