At least 22 representatives or teams frequently traded preferred stocks intended as long-term income vehicles, Finra alleges.

Regulators accused UBS of not doing enough to monitor 22 brokers who generated commissions and sales concessions of syndicate preferred stocks.

Finra typically issues a flurry of significant settlements with broker-dealers when the calendar turns from one year to the next; both the self-regulator and the brokerage firms Finra oversees want to ...

Those investing in AI stocks need to be 'more nimble' in 2025 amid rising regulations, potential product transitions and ...

UBS anticipates silver prices climbing to $36-$38 per ounce by 2025, driven by falling U.S. yields, robust industrial ...

UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC lowered its stake in shares of Abrdn Asia-Pacific Income ...

In a report released yesterday, Zachary Gauge from UBS maintained a Buy rating on Land Securities Group plc REIT (LAND – Research Report), with a price target of p740.00. The company’s shares opened ...