At least 22 representatives or teams frequently traded preferred stocks intended as long-term income vehicles, Finra alleges.

Shares of UBS Group AG (NYSE:UBS – Get Free Report) gapped up prior to trading on Friday . The stock had previously closed at $30.28, but opened at $31.59. UBS Group shares last traded at $31.54, with ...

It’s the sum of your aspirations for your life, family and future. By bringing together your investments and cash management services from UBS Financial Services Inc. with banking solutions offered by ...

The Financial Industry Regulatory Authority issued fines against four large banks to end 2024, all for different alleged misconduct, but all related to the firms' failures to implement a supervisory ...

Fintel reports that on January 3, 2025, Exane BNP Paribas upgraded their outlook for UBS Group (NYSE:UBS) from Neutral to ...

UBS plans to overhaul its wealth management business in the United States, splitting the operation into six divisions and ...

Those investing in AI stocks need to be 'more nimble' in 2025 amid rising regulations, potential product transitions and ...

Both sides, the firms as well as the regulators, want to clean up their books going into the new year,” one executive said.

In a report released yesterday, Zachary Gauge from UBS maintained a Buy rating on Land Securities Group plc REIT (LAND – Research Report), with a price target of p740.00. The company’s shares opened ...