TD has agreed to pay over US$9m in criminal penalties, US$12.5m to end civil investigations led by the Securities and ...

Julian Assange returned to his home country Australia in June after a deal was struck for his release which saw him plead guilty to violating U.S. espionage law.

The Toronto-Dominion Bank ’s TD U.S. broker-dealer unit, TD Securities USA, has agreed to pay more than $20 million in a ...

The payment, part of a three-year deferred prosecution agreement, includes more than US$9 million in criminal penalties to ...

Are you looking for quality stocks that have the potential to pay you passive dividend income for decades? If so, you’ve ...

FAMILIES look set to win big as Finance Minister Jack Chambers announces his first Budget today. They’ll gain from a ...

(Reuters) -The U.S. broker-dealer unit of Toronto Dominion Bank has agreed to pay over $20 million under a deal with U.S.

According to the SEC’s order, between April 2018 and May 2019, the former TD Securities trader spoofed the U.S. Treasury cash ...

The broker-dealer arm of the Canadian bank will pay penalties to the DOJ, SEC and FINRA over a former trader’s scheme to place hundreds of fraudulent spoof orders amounting to billions of dollars.

Broker-dealer TD Securities failed to prevent a trader from placing and then withdrawing thousands of false trades over the course of a year in part because its compliance department failed to follow ...

The Securities and Exchange Commission, Finra and the U.S. Department of Justice today that TD Securities (USA) has accepted $28 million in penalties for manipulating the U.S. Treasury cash securities ...

In a status update filed with the U.S. District Court for the Eastern District of Texas last week, Schwab and plaintiffs in ...