The University of New Orleans failed to maintain an effective internal audit function and did not fully comply with financial ...

European regulators are launching a review of fund managers’ compliance and internal audit functions. On Friday, the European Securities and Markets Authority (ESMA) and various national regulators ...

CCI staff share recent surveys, reports and analysis on risk, compliance, governance, infosec and leadership issues. Share ...

For me, maintaining a balance is critical. That starts with prioritizing taking care of myself to ensure I’m feeling my best ...

The Institute of Internal Auditors released the first in a series of topical requirements planned for this year, starting ...

The Richmond School Board’s tiplines for fraud, waste and abuse within the district were neglected by its audit services department, with a whistleblower report finding that hundreds of ...

Financial institutions need to remain vigilant about managing anti-money laundering and Bank Secrecy Act (AML/BSA) compliance ...

Top mortgage industry webcast The Big Picture, broadcast live every Thursday at 3 p.m. ET, this week features Laura Schmidt, ...

Complaints ranged from poor social media behavior to disclosing student data to a sex offender possibly gaining access to a ...

A key function of the Office of Internal Audit Services is to understand, audit, and report to management and the Board of Trustees how that risk is being managed. Knowing what areas to audit and ...

GIA is an independent, objective assurance and advisory function that ... the Institute of Internal Auditors (IIA) International Professional Practices Framework. View GIA “snackable” video. GIA’s ...