The intersection of politics and corporate compliance has created a storm of uncertainty, where both new and established ...

NYSE joins Nasdaq — the other largest exchange in the world — in planning Texas branches in the wake of the announced Texas ...

At the start of a new calendar year and a new presidential administration, PRINTING United Alliance experts weigh in on what ...

The SEC currently has several notable rule proposals that have received public comment but have not yet been finalized. The potential direction ...

Learn More Dodd-Frank Wall Street Reform and Consumer Protection Act Definition The SEC is a federal regulatory agency responsible for protecting investors and enforcing the fair and orderly ...

The tally of publicly traded companies in the U.S. fell from about 8,800 in 1997 to just 3,952 by the end of 2024. The famed ...

The commission says initial USPS efforts suggest it won’t be able to achieve projected cost savings or operational ...

Both “pan” and “omni” mean “all,” and the distinction between omnisexuality and pansexuality is hazy. Some people use them interchangeably. Bisexuality, at its core, involves ...

Memecoin-fueled retail speculation is “precisely the kind of activity the SEC is tasked with mitigating,” meaning that this memecoin launch could “exacerbate regulatory uncertainty” in the ...

Third, the definition of RM products in the three Asian countries ... Therefore, we need a global consensus on scientific disciplines, so-called regulatory science, for better decision-making ...

We strive to be a fair and effective regulator, proportionate and forward-looking in our regulatory approach and focused on achieving the outcomes we seek. Our pledge is to put consumers first in ...