By slimming the SEC’s budget, headcount and regulatory scope, a new agency chief would fall in step with Trump’s cost-cutting and efficiency campaign.

Crypto asset management giant Bitwise is hoping to launch a spot exchange-traded fund (ETF) for Dogecoin (DOGE).

Southwest Airlines Co. may be at risk of a comment letter from the Securities and Exchange Commission after including adjusted revenue in its fourth-quarter earnings report published early Thursday.

SEC only allows companies to adjust revenue figures under limited circumstances Southwest Airlines Co. may be at risk of a comment letter from the Securities and Exchange Commission after including ...

Jeffrey Eisele, the Chief Development Officer at Apellis Pharmaceuticals, Inc. (NASDAQ:APLS), a $3.8 billion market cap biopharmaceutical company, recently sold a portion of his holdings in the ...

American crypto exchange Kraken has launched a new staking service, after the company was sued and shuttered a similar ...

Illinois has reached a $106 million settlement with mutual fund investment company Vanguard, which has been accused of ...

Stanford is serving a 110-year prison sentence after being convicted in 2012 of defrauding about 18,000 investors.

(Reuters) - A federal judge ordered an end to the U.S. Securities and Exchange Commission's 16-year-old lawsuit over Allen Stanford's $7.2 billion Ponzi scheme, directing the financier and two former ...

A significant insider buy by Jennifer Zachary, EVP at Merck & Co MRK , was executed on January 29, and reported in the recent SEC filing. What Happened: A Form 4 filing from the U.S. Securities and ...

A large exercise of company stock options by David W Smith, VP at Carlisle Companies CSL was disclosed in a new SEC filing on January 29, as part of an insider exercise.

Tradeweb Markets Inc. (Nasdaq: TW), a leading, global operator of electronic marketplaces for rates, credit, equities and money markets, today announced that the U.S. Securities and Exchange ...