By slimming the SEC’s budget, headcount and regulatory scope, a new agency chief would fall in step with Trump’s cost-cutting and efficiency campaign.

Crypto asset management giant Bitwise is hoping to launch a spot exchange-traded fund (ETF) for Dogecoin (DOGE).

Southwest Airlines Co. may be at risk of a comment letter from the Securities and Exchange Commission after including adjusted revenue in its fourth-quarter earnings report published early Thursday.

SEC only allows companies to adjust revenue figures under limited circumstances Southwest Airlines Co. may be at risk of a comment letter from the Securities and Exchange Commission after including ...

American crypto exchange Kraken has launched a new staking service, after the company was sued and shuttered a similar ...

Illinois has reached a $106 million settlement with mutual fund investment company Vanguard, which has been accused of ...

A federal judge ordered an end to the U.S. Securities and Exchange Commission's 16-year-old lawsuit over Allen Stanford's $7.2 billion Ponzi scheme, directing the financier and two former colleagues ...

A significant insider buy by Jennifer Zachary, EVP at Merck & Co MRK , was executed on January 29, and reported in the recent SEC filing. What Happened: A Form 4 filing from the U.S. Securities and ...

A large exercise of company stock options by David W Smith, VP at Carlisle Companies CSL was disclosed in a new SEC filing on January 29, as part of an insider exercise.

Canary's proposed Litecoin ETF aims to eliminate the technological hurdles that have historically irked mainstream investors.

Brokerage firms may seek to sweep cash into affiliated banks, often paying low interest rates. According to some reports, brokers could make 10 times more than their customers do on their cash.

Aptiv disclosed that its board of directors have unanimously approved a plan to separate its Electrical Distribution Systems ...