UBS FSI has agreed to pay the Financial Industry Regulatory Authority (Finra) $1.1 million to settle charges that for more than 10 years and despite multiple regulatory warnings, the Weehawken, ...

Brokerage firm UBS is Neutral on the banking sector. The broking firm expects higher slippages in H2FY25 vs H1.

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Wealth Management, its main unit, represents 60% of UBS's Revenue, but is still lagging in terms of ROE. Explore more details ...

Prosperity Bancshares (NYSE:PB – Free Report) had its price objective lowered by UBS Group from $77.00 to $76.00 in a ...

At least 22 representatives or teams frequently traded preferred stocks intended as long-term income vehicles, Finra alleges.

UBS Wealth Management USA announced today that The Schultz Group, including Steven L. Schultz, Stockton M. Schultz, and Justin M. Low, has been named to the Forbes/SHOOK America's Top Wealth ...

Regulators accused UBS of not doing enough to monitor 22 brokers who generated commissions and sales concessions of syndicate preferred stocks.

That’s according to the 10th annual “Billionaire Ambitions Report” for 2024, recently published by UBS. At the top of that report was data showing that between 2015 and 2024, total ...

Snyk Broker proxies access between snyk.io and your Git repositories, such as GitHub Enterprise, GitHub.com and Bitbucket Server. Snyk Broker can also be used to enable a secure connection with your ...

Deutsche Bank Research raises Rolls-Royce price target to 630 (555) pence - 'buy' Barclays raises Haleon price target to 415 (407) pence - 'overweight' UBS raises London Stock Exchange Group to ...