The Financial Industry Regulatory Authority issued fines against four large banks to end 2024, all for different alleged misconduct, but all related to the firms' failures to implement a supervisory ...

Those investing in AI stocks need to be 'more nimble' in 2025 amid rising regulations, potential product transitions and ...

Finra typically issues a flurry of significant settlements with broker-dealers when the calendar turns from one year to the next; both the self-regulator and the brokerage firms Finra oversees want to ...

As the calendar turns to 2025, the leading Wall Street firms are releasing their top stock picks for the new year. Typically, ...

Switzerland should not set rules for its banking sector that put it at a disadvantage, UBS CEO Sergio Ermotti was quoted as ...

Fintel reports that on January 3, 2025, UBS downgraded their outlook for Vista Energy, S.A.B. de C.V. - Depositary Receipt () ...

Exane BNP Paribas upgraded UBS (UBS) to Outperform from Neutral with a price target of CHF 35, up from CHF 27.50. The firm says market concerns ...

EUR/USD is consolidating its recovery below 1.0300 in the European morning on Friday. The pair breathes a sigh of relief as ...

Virtual Meeting to be held on January 8 hosted by UBS. Don't Miss Our New Year's Offers:Discover the latest stocks recommended by top Wall ...

Global financial services firm UBS in a report dated January 2 answered key questions that matter for the AI rally in the New Year, while continuing to maintain its bullish stance on the AI theme.

Fine relates to handling of funds by Credit Suisse, taken over by UBS in 2023, and includes breaches relating to conflict of ...