
Frequently Asked Questions About Form 13F - SEC.gov
On May 20, 2013, the text-based ASCII format for 13F filings was discontinued. A filer now must either (1) use the online form available on the EDGAR Filing Website and construct the …
Michael Hertzel | ASU Search - Arizona State University
Professor/Dean's Council of 100 Distinguished Scholar, Michael Hertzel is Professor of Finance at ASU W. P. Carey School of Business and a Dean’s Council of 100 Distinguished Scholar. …
Why do hedge funds avoid disclosure? Evidence from confidential 13F …
We study a sample of Form 13F filings where fund advisors seek confidential treatment for some or all of their 13 (f)-reportable positions.
Section 13 Filings: What You Need to Know - CompSci Resources
Jan 21, 2012 · Section 13 of the Securities and Exchange Act of 1934 requires investment managers of certain publicly-traded equity securities to file reports on Schedules 13D and …
form 13F disclosing its portfolio holdings. Consistent with the argument that portfolio disclosure reveals "trade secrets" and also raises front running costs thus
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The impact of portfolio disclosure on hedge fund performance, …
Using a regression discontinuity design, I investigate the effect of the disclosure requirements that take effect when an investment company's assets exceed $100 million; when that occurs, a …
SEC Form 13F: What It Is, Filing Requirements, and Key Issues
Aug 29, 2023 · SEC Form 13F is a quarterly report filed by investment managers to the Securities and Exchange Commission that discloses their U.S. equity holdings.
Institutional investment managers (“Managers”) must use Form 13F for reports to the Commission required by Section 13(f) of the Securities Exchange Act of 1934 [15 U.S.C. 78m(f)] …
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